Structural
Elements of the BBB. Endothelial cells are the principal component of
the BBB, expressing an array of tight junctions, adherens junctions, and
junctional adhesion molecules which restrict large molecules from
diffusing between cells. These proteins are tethered to the actin
cytoskeleton by adaptor proteins, such as ZO-1. Pericytes extend
processes along and around vessels. These physically attach to
endothelial cells via peg-and-socket junctions, which contribute to BBB
formation and maintenance and may also actively modulate microvascular
tone. Astrocytes extend endfeet to wrap cerebral vasculature. These form
the glia limitans, a key element in the neurovascular unit, mediating
neural control of regional blood supply and transport of a wide array of
molecules and ions between circulation and neurones. The basement
membrane is formed of proteins, such as laminins and collagen-IV, which
are secreted by endothelium, pericytes, and astrocytes. The basement
membrane is essential for BBB maintenance and is the rate-limiting step
in leukocyte extravasation
Endothelial cells Brain
endothelial cells (BECs) are typically considered the principal
component of the BBB, adapted to limit transport across (transcellular)
and between cells (paracellular). BECs can be distinguished from their
peripheral equivalents by their lack of fenestrae and pinocytic
vesicles, which result in limited transcellular transport. They also
express proteins at intra- and inter-endothelial cell borders, which
impede paracellular transport. These proteins fall into three main
classes: tight junctions (TJs, e.g. claudins), adherens junctions (AJs,
e.g. cadherins) and cellular adhesion molecules (CAMs, e.g. JAM1,
PECAM-1, ICAM-1) [14 , 15 ], which obstruct molecules larger than 500 Da (Fig. 1 ) [13 ].
These junctional proteins also confer polarity to BECs, delineating the
border between the apical (lumen-facing) and basolateral
(tissue-facing) surfaces by restricting the diffusion of membrane
proteins between the surfaces. The most highly expressed TJ protein at
the BBB is claudin-5, but other claudins and TJ molecules, such as
occludin, are important too. They are anchored to the actin cytoskeleton
via adaptor proteins, such as ZO-1, ZO-2, ZO-3, and catenins. Dynamic
remodelling of these complexes is involved in adaptive barrier
functions, which facilitate the extravasation of circulating leukocytes [16 ,17 ,18 ,19 ].
BECs also express an anionic gel-like layer known as the glycocalyx,
which extends into the lumen from their apical surface and is comprised
of glycoproteins (e.g. syndecans), glycosaminoglycans (e.g.
chondroitin/heparin sulfates), and glycolipids. The functions of the
glycocalyx are still being elucidated, but it is believed to directly
regulate the ability of circulating cells and molecules to access the
BBB and it contributes to mechano-transduction of shear stress, which is
necessary for junctional integrity [20 , 21 ].
Disruption
to these structures impairs the barrier function of the BBB. For
example, by manipulating the amount of claudin-5 expression using
knockout mice and adenovirus transfection-mediated claudin-5 knock-in
mice, it has been shown to dose-dependently restrict the large (340 kDa)
plasma protein, fibrinogen, from crossing the BBB [22 ].
This demonstrates the efficacy of TJs in preventing large-molecule
paracellular diffusion. Interestingly, the prevalence of schizophrenia
is higher in patients with 22q11 deletion syndrome, a disorder that
reduces claudin-5 expression, highlighting the clinical importance of
TJs in BBB function [22 ].
Leakage of endogenous molecules, such as fibrinogen and albumin, is
indicative of severe BBB impairment and is well-documented in post mortem studies and serum measurements from neurodegenerative disease patients and animal models [23 ,24 ,25 ].
BBB permeability to smaller molecules (e.g. gadolinium-based MRI
contrast agents, or water) is thought to be enhanced earlier during
disease progression [26 ,27 ,28 ].
The early onset of such dysfunction has increased the popularity of the
vascular theory, and vascular two-hit hypothesis of dementia, in which
vascular dysfunction precedes and drives neuropathology [29 , 30 ].
Improving the detection of subtle leakage of small molecules will
enable the study of early BBB changes in vivo to determine when and
where they occur, and to track the effects of therapeutics that aim to
target the restoration of BBB function. Phosphorylation and
translocation of TJs are also central to the development of vasogenic
oedema following stroke and traumatic brain injury, in which increased
BBB permeability allows plasma proteins and subsequent osmotic water
movement into the brain, increasing intracranial pressure and
neurodegeneration [31 ].
Paracellular
diffusion is just one means of trans-BBB transport. Additionally,
molecules can access the CNS via receptor-mediated, carrier-mediated, or
adsorptive transcytosis; ions can cross the barrier via ion
pumps/channels, and an armoury of efflux pumps actively clears the CNS
of toxic compounds and waste products (Fig. 2a ) [15 ].
Adsorptive-mediated transcytosis by lipid invaginations known as
caveoli also plays a role in bulk transport, predominantly of larger
molecules. Caveoli appear to be important in focused ultrasound-enhanced
BBB permeability to large molecules, with a key component (caveolin-1)
being upregulated in sonicated mouse hippocampi, and caveolin-1
knockouts showing reduced permeability to 500 kDa dextran following
sonication [32 ].
Finally, peripheral immune cells are able to cross the BBB. This is a
multi-step process involving leukocyte adhesion to BECs, rolling, and
diapedesis (Fig. 2b ) [33 , 34 ].
This may be paracellular (necessitating dynamic alterations to TJ
arrangement) or transcellular and primarily occurs at the post-capillary
venule in inflamed brain regions, important for the CNS inflammatory
response [35 , 36 ].
These diverse pathways create a network of regulated transport
mechanisms by which the brain can extract essential nutrients (glucose,
amino acids, etc.) from the blood, and extrude harmful compounds and
metabolic by-products. Disturbances to any of these can destabilise CNS
homeostasis, resulting in excessive accumulation of harmful substances
or insufficient supply of essential nutrients. For example, increased
uptake of amyloid peptides via Receptor for Advanced Glycation
End-products (RAGE) and reduced clearance from the brain via the active
efflux transporters of amyloid peptides, p-glycoprotein (P-gp), and LDL
receptor–related protein 1 (LRP1), contribute to the amyloid burden
pathognomonic of AD [37 ]. Elevated P-gp function in stroke and treatment-resistant epilepsy also hampers the delivery of potential therapeutics [37 ].
Improving methods of quantifying BBB transport will help develop a more
comprehensive understanding of homeostatic challenges in diseases and
may improve diagnoses.
Pericytes Whilst
endothelial cells form the primary physical barrier, several other cell
types are required to develop and maintain the BBB, as well as modulate
its function. Pericytes are morphologically diverse motile cells
embedded in the basement membrane throughout the cerebral
microvasculature, which are capable of proliferation and migration to
sites of injury and angiogenesis [40 ].
They extend far-reaching (~ 300 µm) processes either longitudinally or
circumferentially, which physically attach to multiple BECs via
peg-and-socket and gap junctions (Fig. 1 ) [41 ]. This facilitates paracrine and juxtacrine signalling, which is essential for the development and maintenance of the BBB [42 ,43 ,44 ,45 ].
In addition to maintaining BBB integrity, physical contact via
peg-and-socket junctions may allow pericytes to exert direct contractile
force on endothelial cells and actively modulate microvascular tone,
although this remains controversial [46 ].
Some groups have argued that capillary pericytes rather than arteriolar
smooth muscle cells are responsible for the majority of functional
hyperaemia [47 , 48 ].
This may occur specifically at post-arteriole capillary junctions,
where ensheathing pericytes modulate flow into specific regions of the
capillary bed by detecting extracellular K+ and initiating and propagating capillary dilatation from the site of stimulus to upstream vessels [49 ].
Contrary to these findings, alternative data derived by the same
modality (high-resolution in vivo two-photon imaging) suggest that
capillaries lack vasomotor responses and that smooth muscle cells on
arterioles are responsible for controlling vascular tone [50 ].
These controversies may partly stem from ambiguity over distinctions
between pericytes and smooth muscle cells. The development of more
specific molecular markers and higher resolution imaging modalities will
help characterise the morphology and localisation of each cell type
more clearly.
The physiological significance of pericytes is
highlighted by their involvement in a range of neurological disorders.
Pericyte-deficient mice show clear structural abnormalities in the
cerebral vasculature, associated with increased deposits of
immunoglobulins (IgG) and fibrinogen [51 ].
This demonstrates the importance of pericytes in BBB maintenance.
Vascular pericyte coverage decreases with age in C57BL/6 mice, which
leads to concomitant reductions in pericyte-induced gene expression in
endothelial cells and increased extravasation of plasma proteins [52 ],
suggesting BBB impairment occurs during normal ageing. Pericytes are
also implicated in disease; levels of the pericyte marker soluble
platelet-derived growth factor receptor β (sPDGFRβ) are significantly
elevated in CSF of cognitively impaired patients [24 , 53 , 54 ].
The presence of sPDGRFβ in CSF indicates pericyte damage, suggesting
that their death or dysfunction may contribute to cognitive impairment.
Moreover, exogenous and endogenous amyloid oligomers constrict
capillaries near pericytes, but not arterioles and venules in human and
murine brain tissue. This suggests that pericytes may be responsible for
the early blood flow reductions seen in AD [55 ]. Pericytes are also particularly susceptible to stroke, following which a sustained pericyte contraction has been observed [48 ]. This may underlie the post-ischemic no-reflow phenomenon [48 , 56 , 57 ], wherein capillary blood flow is not restored after the recommencement of arterial flow.
Astrocytes Astrocytes
are another major component of the BBB and neurovascular unit. The
cells are connected in syncytium by gap junctions, which facilitates
rapid signalling across large areas by calcium waves, and diffusion of
metabolites and other molecules [58 , 59 ].
They are highly polarised cells, extending perivascular endfeet which
ensheath the endothelium—this forms a secondary barrier known as the glia limitans— and
endfeet which ensheath synapses, where they modulate, receive, and
directly contribute to synaptic signalling via gliotransmission [60 ].
Perivascular
endfeet cover almost all cerebral microvasculature. As with pericytes,
these are important for the formation and maintenance of endothelial
TJs, but they also express dense and varied transport proteins,
including aquaporin 4 (AQP4), GLUT1, and big current potassium (BK)
channels [61 ,62 ,63 ].
These proteins play fundamental roles in bidirectional neurovascular
coupling. For example, astrocytes can stimulate vasodilatation or
constriction, dependent on the magnitude of astrocytic calcium
oscillations [64 ]. These calcium signals can be driven by metabotropic glutamate communication with neurones [65 ], demonstrating the role of astrocytes in directing blood flow to areas of neuronal activity.
CBF
regulation is intrinsically linked to neuronal metabolism. Astrocytes
further support neuronal metabolism by storing and supplying metabolites
on demand. The Astrocyte-Neurone Lactate Shuttle hypothesis proposes
that astrocytes mediate the majority of activity-dependent energy supply
to neurones [66 ].
In this model, glucose enters astrocytes via GLUT1 and is either stored
as glycogen or glycolytically metabolised into lactate. Lactate derived
from either glycogen or glucose can then be shuttled from astrocytes
into neurones by monocarboxylate transports (MCTs) [67 , 68 ].
Lactate can then be converted to pyruvate, which acts as a substrate in
the tricarboxylic acid cycle, fuelling oxidative phosphorylation in
neurones. This is regulated by the degree of neuronal activity, whereby
rising extracellular concentrations of potassium [69 ] or glutamate [66 ]
indicate increased action potential firing and stimulate astrocytic
glycogenolysis. This represents a mechanism by which metabolically
active neurones can be supplied with an energy source in an
activity-dependent (efficient) manner, and by which glucose can be
stored in astrocytic glycogen deposits, which act as a buffer in the
event of glucose deprivation, such as in ischemia. Since its proposal,
the ANLS hypothesis has remained controversial. This debate has been
extensively reviewed elsewhere [70 , 71 ]
and contributing to this discussion is not the focus of this review.
Glucose hypometabolism is a characteristic early pathology in
Alzheimer’s and has been reliably detected by FDG-PET in the clinic and
in rodent models [72 ,73 ,74 ,75 ,76 ].
If astrocytes are the major supplier of neuronal energy substrates,
this suggests that astrocytes, not neurones, may be the source of this
deficiency [77 , 78 ].
Astrocytes
are not just central to neuronal nutrient supply; they also play a key
role in clearing waste products from the brain. AQP4 contributes to the
mixing of perivascular CSF with interstitial fluid. This is necessary
for a recently identified bulk clearance mechanism, known as the
glymphatic system, which removes toxic compounds including amyloid and
tau peptides from the brain, as reviewed by Rasmussen et al. [79 ].
Alterations in the expression and localisation of AQP4 can profoundly
affect glymphatic clearance. Loss of astrocytic AQP4 polarity, for
example, is correlated with cognitive decline, Braak stage, and amyloid
burden in AD [80 ].
AQP4 is also implicated in the pathophysiology of stroke and traumatic
brain injury. In healthy tissue, ion channels and AQP4 maintain water
homeostasis, which is essential to maintain cell/tissue volume. In
ischemic stroke, however, cellular oedema is observed rapidly, followed
by vasogenic oedema in the subacute phase (24–48 h) [81 ]. Preclinical models have shown that AQP4 expression directly correlates with cytotoxic oedema [82 ], and this can be driven by the translocation of AQP4 to the plasma membrane [83 ]. AQP4 knockouts show marked reductions in cytotoxic oedema [62 ] and water exchange across the BBB [84 ]. In contrast, AQP4 knockouts have also demonstrated exaggerated swelling in vasogenic oedema models [85 ],
whereby luminal water crosses the BBB and builds up in the CNS. This
highlights a complex relationship between astrocytes, AQP4, and the
development and resolution of oedema.
Basement membrane The
BBB is encased by a basement membrane, a network of extracellular
matrix proteins secreted by endothelial cells (endothelial basement
membrane) and pericytes/astrocytes (parenchymal basement membrane) [86 ,87 ,88 ].
The membrane is a network consisting primarily of diverse isoforms
within the families of laminins, collagen IV, nidogens, and heparan
sulfate proteoglycans [89 ]. These are molecularly and functionally distinct layers [90 , 91 ] which add an extra barrier, and also support and facilitate interactions between the cells of the BBB [4 , 92 ]. This barrier is considered the rate-limiting step in leukocyte diapedesis [93 ],
indicating its importance in CNS immune privilege. Leukocytes pass the
barrier by secreting matrix metalloproteinases to degrade the membrane
(this takes around 30 min, compared with 3–4 min to cross the
endothelial monolayer [94 ]).
These infiltrating cells cross the BBB at sites dependent on which
basement membrane laminins are expressed. T lymphocytes, for example,
cross in areas of low laminin 511 expression, whilst neutrophils and
monocytes can cross in areas with either laminin 411 or laminin 511
expression [91 , 94 ].
In
addition to its role as a physical barrier, the basement membrane
anchors cellular components to the barrier with cell-type-specific
integrin and dystroglycan receptor interactions. These interactions are
important for BBB function; the extent of collagen IV interaction with
endothelial integrin receptors is correlated with claudin 5 expression,
for example [95 ].
Furthermore, laminin 511 has been shown to promote VE-cadherin
expression at endothelial junctions and increase transendothelial
electrical resistance, a measure of paracellular integrity [94 ].
This is thought to be a specific interaction, as the study did not find
this effect with laminin 411 or non-endothelial laminins. Additionally,
astrocyte endfeet express integrin α2, which interacts with endothelial
laminin to promote a BBB-protective phenotype of pericytes, AQP4
expression in astrocyte endfeet and inter-endothelial TJ formation [96 ].
The
basement membrane is difficult to study for two reasons. First, many
components of the membrane are widely expressed, and a number of
knockout models prevent development past the embryonic stage, as
reviewed by Thomsen et al. [4 ]
Secondly, the complex structural assembly of the different molecular
components—and the variability of this composition along the
arteriovenous axis and between tissues—prevents accurate recreation of
the complete basement membrane in vitro. For these reasons, and the
variety of specific molecular interactions detailed in the previous
paragraph, basement membrane research benefits greatly from studying the
intact BBB.
Alterations in the composition of the basement membrane are observed in a range of diseases including diabetes, and AD [4 ].
Cerebral amyloid angiopathy, a major vascular component of AD, is
associated with significant amyloid deposition in the basement membrane,
as well as vessel walls [97 ]. Furthermore, basement membrane thickening is observed in AD, hypertension, small vessel disease, and diabetes [98 ,99 ,100 ,101 ].
In contrast, the upregulation of proteases and inflammatory cytokines
in stroke contributes to the degradation of basement membrane
components, including collagen IV, agrin, laminins, and fibronectin [102 ,103 ,104 ,105 ].
Immune cells, microglia, and peripheral factors The
BBB confers immune privilege to the CNS; i.e., peripheral immune cells
are predominantly excluded. However, the BBB is profoundly affected by
inflammatory mediators, such as cytokines and oxidative species, which
are secreted by the pro-inflammatory ‘activated’ microglia and
astrocytes in the brain, as well as infiltrating immune cells. As such,
inflammatory mediators, immune cells, and glia can dictate whether the
BBB is intact or ‘leaky’ [2 , 3 , 106 ].
Additionally, glial and immune cells secret matrix metalloproteinases
(MMPs), which are necessary for leukocyte infiltration and degrade both
paracellular junctions and basement membrane to increase BBB
permeability in neurodegeneration and ischemia [107 , 108 ].
In acute inflammation, this modulation allows peripheral monocytes to
invade and tackle CNS pathogens and remove harmful compounds. However,
persistent inflammation is believed to initiate a self-perpetuating
increase in BBB permeability and this may contribute to the pathogenesis
and symptoms of neurodegenerative diseases [106 ].
This is exemplified by the duality of microglial behaviour in acute and
chronic inflammation. Acute systemic inflammation induced by LPS
injection promotes microglial migration to the BBB, where they express
claudin 5 and extend processes through the basement membrane to contact
endothelium [109 ].
This appears to support the BBB, partially mitigating the impairment
caused by the inflammation. With continued daily LPS injections,
however, conditional microglia knockout mice and minocycline-treated
mice show reduced BBB permeability, suggesting that in chronic
inflammation activated microglia are detrimental to the barrier.
Heterogeneity of the BBB CNS
barriers are highly heterogeneous between brain regions. For example,
the hippocampus is more vulnerable to ageing- and
hypertension-associated BBB leakage [24 , 110 ], the distribution and phenotype of pericytes varies with cortical depth [111 ], and the location of stroke has a significant effect on leukocyte infiltration [112 ].
In
addition to regional variations, BBB structure and function vary
according to the level of the vascular tree. For example, leukocyte
infiltration preferentially occurs at post-capillary venules [113 ]. There is also significant variation in the basement membrane thickness and laminin composition between vessel types [4 ]. Furthermore, endothelial cells display continuous transcriptomic changes along the axis, whereas there are discrete transcriptional/morphological classes of mural cells [111 , 114 , 115 ].
A
number of CNS barriers exist. The blood-CSF barrier is a functionally
and structurally distinct barrier in the choroid plexus and
circumventricular organs [116 , 117 ],
and the blood-spinal cord barrier is another distinct barrier encasing
spinal vessels. These heterogeneities are frequently overlooked and the
barriers are sometimes incorrectly collectively referred to as the BBB [114 ].
Macroscopic
imaging techniques, such as MRI and PET, facilitate the
characterisation of regional heterogeneity (i.e. differences in the BBB
between regions). Microscopic techniques enable detailed visualisation
of heterogeneities occurring over smaller scales (i.e. along the
arterio-venous axis).
In vivo imaging techniques of the BBB The
complexity of the BBB and the array of diseases in which several
components are affected necessitates a multimodal approach to imaging
these changes in vivo. An overview of these structural/functional
changes is given in Table 1 , alongside appropriate imaging modalities used to detect them.
Table 1 Brief summary of BBB transport-related pathologies and appropriate imaging modalities to investigate these Magnetic resonance imaging A
range of magnetic resonance imaging (MRI) techniques exist to probe a
variety of BBB functions. This permits investigation of BBB integrity
and transport under physiological conditions and, as they are largely
non-invasive, they provide a means to measure BBB function in humans. As
a non-ionising modality, it is also feasible to perform longitudinal
MRI studies to track disease progression in clinical and preclinical
studies.
DCE-MRI MRI-based measurements of BBB integrity are typically performed via T 1 -weighted dynamic contrast-enhanced (DCE)-MRI [113 , 114 ],
in which a contrast agent—typically a paramagnetic gadolinium-based
contrast agent (GBCA)—is injected intravenously and leakage of the agent
across the BBB is detected as a change in the T 1 of brain tissue (Fig. 3 ). The aim of DCE-MRI assessment of the BBB is to estimate the contrast agent transfer constant, K trans ,
which is a quantitative measure of the rate of indicator transfer from
the vascular to extravascular space. Due to the 3D macroscopic
resolution of DCE-MRI, it is possible to determine region-specific K trans values in humans and animals [24 , 184 ]. This method has been used to demonstrate BBB leakage in cerebral small vessel disease [6 ] (Fig. 4 ), AD [24 , 185 ], and MS [131 ], as well as in conditions with more severe leakage such as stroke and brain tumours.
Since
each voxel of brain tissue contains both blood (approximately 5% of the
voxel volume) and parenchyma, a measured arterial input function
combined with kinetic models are needed to infer vascular and
extravascular (leakage) contributions to the signal enhancement. To
allow kinetic analysis, measured T 1 -timecourses are converted to GBCA concentration–time courses using the GBCA spin–lattice relaxivity factor, r 1 :
where T 10 is the pre-contrast spin–lattice relaxation time and T 1 (t) is the post-contrast T 1 .
The
most appropriate kinetic model to use depends on the level of indicator
leakage. In a healthy brain, and brains with subtle BBB pathology (e.g.
neurodegenerative disorders), it is accepted that the Patlak model [187 ] (Fig. 5 ) is most appropriate for estimating K trans [133 , 137 ]. Using this model, the voxel concentration of GBCA, C [mM], is given by:
C ( t ) = v p C p ( t ) + K t r a n s ∫ t 0 C p ( t ) d t
where v p [mL plasma/mL tissue] is the fractional plasma volume, C p [mM] is the concentration of contrast agent in capillary plasma, and K trans is the volume transfer constant (min−1 ) of contrast agent from the blood–brain.
This model assumes that:
i.
The indicator has access to two compartments
separated by the blood–brain barrier, namely the vascular compartment
and the extravascular extracellular compartment.
ii.
The indicator extravasation is permeability limited (i.e. cerebral blood flow > > PS). Under these conditions, K trans is approximately equal to the permeability surface area product (PS).
iii.
The bolus of indicator undergoes zero
dispersion between arterial and capillary blood (i.e. the GBCA
concentration is equal in arteries and capillaries; C p = C a ). Under these conditions, the measured arterial input function can be directly used in Eq. 1 in place of C p [188 ].
iv.
That water exchange across the BBB and other
cell membranes is infinitely fast relative to differences in
compartmental spin–lattice relaxation rates. This assumption is valid
under most conditions, but may transiently exit from these conditions
during the peak plasma concentrations, or in the presence of
substantial indicator leakage into tissue [27 , 135 ].
v.
That efflux of indicator back into the blood
during the measurement duration is negligible, and thus, the tissue
compartment can be treated as irreversible. This assumption is akin to
assuming infinitely large interstitial volume, v e . It will be violated if v e is unexpectedly small, or if K trans is high [188 ].
vi.
That indicator is well-mixed within each compartment.
In areas with significant BBB leakage (e.g.
haemorrhage or tumour), extravasation of indicator into brain tissue
will depend on both cerebral blood flow (delivery of indicator to the
vascular bed), and vascular permeability (i.e. PS) [189 , 190 ]. The effects of P and S cannot be distinguished, and thus K trans
is not a true marker of permeability—it will depend on fractional blood
volume and vessel size distributions, which may contribute to
inter-regional variability and may also be affected in disease states.
Methods to measure microvessel diameter using MRI have been developed [191 , 192 ], but have not yet been used in combination with measures of K trans to derive measures of K trans
independent of vessel surface area. Alternatively, a marker of vascular
leakage that is independent of blood volume can be determined by
calculating the exchange rate (k Gad ) by dividing K trans by the plasma volume fraction (v p ) [130 ].
This parameter reflects how often on average an indicator particle
exchanges from blood to tissue. It is unclear how valid such an
assumption is, given the Patlak model assumes negligible efflux of
indicator back into the bloodstream.
When BBB impairment is more
severe, the assumption of negligible efflux of tracer back into the
vascular space during the measurement duration may be inaccurate. Under
those conditions, the extended Tofts model, which accounts for finite
efflux, may be more accurate [193 , 194 ].
A common assumption to the Patlak and extended Tofts models is that
contrast agent concentration is equivalent between arteries and
capillaries. If cerebral blood flow is reduced (for example in patients
with AD, or due to stroke), it is possible that the indicator bolus
undergoes dispersion between the feeding artery and capillaries (C p ≠ C a ).
Arterial
input functions (AIFs) are used across dynamic imaging modalities to
describe the delivery of indicator to tissue as a function of time,
which is required for accurate kinetic modelling. The regular sampling
of arterial blood necessary to estimate this accurately is highly
invasive and technically challenging. In DCE-MRI, it is possible to use
image-derived methods to quantify the arterial contrast agent
concentration without the need for blood testing; this method requires
the image analyst to segment an image region containing arterial blood
(usually a large artery), and to convert measured R1 time
courses to contrast agent concentration using a pre-defined calibration
constant called the relaxivity. However, factors such as inflow effects,
and partial volume effects of the artery with surrounding tissue, and
insufficient temporal resolution, make indicator concentrations in blood
difficult to measure accurately [6 ].
For DCE-MRI in the brain, temporal resolutions of between 5-60 s are
possible depending on the imaging protocol. Simulations have shown
errors to be small for temporal resolutions < 60 s, which is readily
achievable using modern hardware [195 ].
Furthermore, it is possible to acquire data using a dual-resolution
approach, whereby data around the AIF peak is acquired using
lower-spatial resolution and higher temporal resolution than the data
after the peak (i.e. during the leakage phase), which produces robust
leakage estimates [196 ].
Finally, it is possible to use a slower injection, which reduces the
temporal resolution requirements further by smoothing out the AIF peak
and reducing sensitivity to flow effects [197 ].
Most contrast agents are extracellular and do not cross intact cell
membranes. This has implications for kinetic modelling, since only
compartments accessible to the contrast agent contribute towards
observed signal changes, and thus can be modelled. This means that
plasma contrast agent concentrations must be calculated from whole blood
AIFs. For DCE-MRI agents, rapid water exchange between plasma and
erythrocytes means that plasma AIFs can be calculated by scaling the
whole blood AIF by 1/(1-Hct), where Hct is the arterial haematocrit.
Clearly, any error in measuring the haematocrit will lead to errors in
the estimate of the plasma AIF.
Despite DCE-MRI forming the
cornerstone of MRI BBB studies, there are limitations associated with
the use of GBCAs. For example, they may be too large to diffuse across
the BBB unless BBB breakdown is relatively severe [198 , 199 ].
Thus, using DCE-MRI to study diseases with subtle BBB dysfunction, such
as AD and small vessel disease, where the leakage is very slow, and
associated MRI signal changes are of low magnitude relative to noise, is
challenging. Furthermore, gadolinium leakage is paracellular and so,
whilst it is a useful indicator of junctional integrity, it cannot be
used to assess the function of specific transcellular transport systems.
Other
factors confound DCE-MRI measurements of subtle BBB leakage, including
artefacts (Gibbs ringing), scanner drift, and heterogeneity between
tissues (partial volume effects), which can obscure leakage being
distinguished from background noise [27 , 132 ],
or lead to misinterpretation of results. The choice of model, as
discussed above, can also influence findings. Furthermore, concern has
been growing regarding the unknown long-term consequences of gadolinium
accumulation, which has been observed in numerous brain regions
including the thalamus, substantia nigra, and red nucleus in patients
with seemingly intact BBB [200 ].
Whilst DCE-MRI has proved very useful, these limitations suggest it may
be beneficial to develop improved contrast agents or contrast-free MRI
techniques.
Water-exchange MRI techniques for probing BBB function To
address the low sensitivity of DCE-MRI, there has been extensive work
to develop methods that quantify the rate of water exchange across the
BBB [27 ]. As a smaller molecule, it has greater BBB permeability than GBCAs, exchanging several thousand times faster than GBCAs [130 ].
It may, therefore, be more sensitive to subtle changes in junctional
integrity. In contrast to GBCAs, water can pass across the BBB through
trans-membrane proteins, ion channels [201 ] and AQP4 water channels located on astrocyte endfeet [84 ].
Changes in water permeability may therefore occur through a much wider
range of mechanisms than an alteration to junctional integrity and so it
has less pathological specificity than DCE-MRI. There are three main
approaches for measuring BBB water-exchange: contrast-enhanced
techniques [28 , 202 ,203 ,204 ], arterial spin labelling (ASL) techniques [27 , 138 , 205 ,206 ,207 ,208 ,209 ,210 ], and more recently approaches based on double-diffusion encoding MRI [211 ]. All these techniques aim to detect the effects of trans-BBB exchange on either T 1 , T 2 , ADC, or any other detectable NMR property that is sufficiently different between intra- and extravascular compartments.
Contrast agent-based techniques use an intravascular indicator to preferentially shorten the T 1 or T 2 of blood. Water has a similar T 1
relaxation rate in intra- and extravascular compartments and, due to
the small size of the intravascular compartment, MRI cannot reliably
detect these differences. Intravascular contrast agents are often used
to shorten the T 1 of blood water, increasing the difference between intra- and extravascular compartments [28 , 202 ].
This enhances the sensitivity for detecting bi-exponential relaxation,
facilitating the estimation of the blood-tissue water exchange rate (k in , also referred to as k be ).
In contrast to other approaches for measuring water-exchange discussed
later, GBCA approaches also enable the estimation of cerebral blood
volume, proving a means to also calculate the permeability surface area
product, PS w . This provides a measure of the total
amount of water exchanging per unit time (taking into account the
contribution from blood volume), whereas k in provides information only on the frequency at which each water molecule exchanges [27 ].
ASL
water exchange techniques study the kinetics of tagged arterial water
as it passes through the vascular tree and into tissue. T o estimate water exchange, standard ASL can be extended and combined with T 2 /T 2 *-
or diffusion-weighting, which enables label localisation (intra- or
extravascular) to be determined as a function of post-label delay time.
These techniques are completely non-invasive, as GBCAs are not injected.
The magnetic labelling of arterial spins occurs upstream of the voxel
of interest into which it flows, meaning that the arterial transit time
(ATT) needs to be known. As with GBCA-based techniques, the similar T 1
of blood/brain water renders standard ASL techniques insensitive to
water exchange; the following techniques have been proposed to improve
this. Multi-echo time (Multi-TE) ASL techniques allow the T 2 of the labelled spins to be estimated, and infer that the T 2 increase associated with increased post-label delay (PLD) time is a result of labelled water experiencing the longer T 2 environment of the extravascular compartment [84 , 138 , 212 ].
This is used to calculate the pre-exchange lifetime of water, although
these calculations depend on accurate ATT measurement. Tissue/blood T 2 is also oxygen-dependent, complicating comparisons between studies where arterial and capillary pO2
may differ between groups. Diffusion-weighted (DW)-ASL exploits the
difference in apparent diffusion coefficient between vascular and
extravascular compartments, which can be coupled with ASL to quantify
the proportion of label in each compartment as a function of PLD [205 , 213 ].
Double-diffusion encoding methods for measuring water exchange are
based on diffusion-exchange spectroscopy (DEXSY). These are known as
filter-exchange imaging (FEXI). They do not rely on contrast agents or
spin labelling and instead aim to harness the natural differences in
water diffusion, or pseudo-diffusion, between extravascular and
intravascular compartments. Intravoxel incoherent motion, originally
proposed by Le Bihan et al. [137 ],
describes the perfusion of spins in the intravascular (capillary)
compartments as mimicking isotropic diffusion. The first
diffusion-encoding block aims to null spins from the fast-diffusing
compartment (in this case, the intravascular compartment). Spins are
allowed to exchange for a given mixing time, then a second diffusion
encoding block encodes spins with a second diffusion weighting. If spins
exchange during the mixing time, then the measured apparent diffusion
coefficient will increase with mixing time, the rate of recovery being
dependent on the exchange rate [214 ,215 ,216 ].
This method has been used primarily to measure transcytolemmal water
exchange but has recently been applied to study BBB water exchange [211 ].
This study yielded encouraging results, reporting exchange rates in the
range of previously published data using other techniques. However,
FEXI methods are not without limitations. They typically use a
simplified ‘apparent exchange rate’ model which ignores the effects of
relaxation rate differences between compartments [217 ], and the effects of longitudinal storage crusher gradients [218 ], both of which can introduce substantial biases into exchange rate estimates.
One
of the major challenges with water exchange imaging is distinguishing
the signals from each compartment with sufficient accuracy and
precision, while ensuring the water dynamics within each compartment are
accurately modelled. The extravascular compartment, for example, is
often modelled as a single well-mixed compartment but in reality is
composed of different cell types acting as distinct microcompartments
with different NMR properties and cell membrane permeabilities [214 , 219 ].
Validating such techniques is also complicated, due to the varied
pathways water can take between compartments, especially the BBB. This
multifactorial transport route means that, whilst these techniques may
be more sensitive to BBB leakage than traditional GBCA-based methods,
they may be less specific and more vulnerable to bias. A recent
small-scale clinical study demonstrated regional heterogeneity in
correlation between DCE and ASL water-exchange MRI measurements [130 ],
suggesting that different mechanisms underlie the transport of GBCAs
and water. This highlights the ambiguity in interpreting water exchange
data; altered exchange rate may reflect passive paracellular diffusion,
or altered flux through transporters, such as aquaporins and GLUTs [201 , 220 ].
Alternatively, changes may be driven by altered metabolic turnover, as
transcytolemmal water exchange has been reliably correlated with Na+ /K+ -ATPase, indicating an active contribution to water exchange [204 , 221 , 222 ].
MPIO and USPIO MRI Superparamagnetic compounds, such as iron-oxide particles, induce T 2 dephasing, presenting as signal voids on T 2 - and T 2 *-weighted
images. A major advancement in MRI contrast agents has been the
development of antibody-conjugated micro-sized particles of iron oxide
(MPIO) [223 ].
Coupled with the molecular specificity of antibody binding, these
conjugates facilitate direct, minimally invasive in vivo imaging of
molecular targets present on the luminal surface of the BBB. Smaller
iron-oxide contrast agents may also be used to image within the brain
but these require low molecular weight to surpass the BBB, which reduces
the concentration of iron delivered and precludes antibody conjugation,
dramatically reducing both sensitivity and specificity [143 ].
Endothelial
activation during inflammation stimulates the upregulation of CAMs
(e.g. VCAM-1, ICAM-1) and selectins, involved in leukocyte adhesion,
rolling, and diapedesis. These molecules may therefore be utilised as
indicators of vascular inflammation to monitor disease progression
and/or the effects of therapeutic interventions. The first study using
MPIO-enhanced MRI demonstrated upregulation of VCAM-1 following
intrastriatal IL-1β administration [223 ].
Subsequently, more sensitive contrast agents have identified
cerebrovascular VCAM-1 upregulation in preclinical models of disease
(AD, vascular dementia, experimental autoimmune encephalomyelitis (EAE))
and in acute systemic challenges (LPS, ethanol, hyperglycaemia), and
the void volume was shown to correlate well with ex vivo measures of
mRNA and protein concentration assessed using qPCR and Western blot [224 ].
In particular, the use of MPIOs appears promising to track the time
course of inflammation for early diagnosis and image-guided therapy in
chronic diseases. For example, in cases of tumour metastasis to the
brain, average survival post-diagnosis is only 6 months [225 ].
This is largely due to late detection using existing methods
(gadolinium-enhanced MRI). In three xenograft models of micro-metastatic
human tumours (breast carcinoma, lung adenocarcinoma, and melanoma) in
mice, MPIO MRI detected cerebrovascular VCAM-1 upregulation several days
prior to detection of micro-metastases using gadolinium-enhanced MRI [226 ].
This identifies VCAM-1 as a potential biomarker for disease progression
and indicates the potential for the improved diagnostic potential of
VCAM-MPIO MRI relative to the existing gold standard. However, the
authors highlight that VCAM-1 upregulation was detected up to 150 µm
from the nearest micro-metastases in the histological examination,
reducing the applicability of VCAM-MPIO MRI to precision image-guided
treatments. P-selectin-MPIO MRI has also shown diagnostic promise;
spinal cord imaging of P-selectin expression predicted both relapse and
remission in a murine EAE model, suggesting benefits in monitoring
patients with relapsing–remitting multiple sclerosis [148 ]. The P-selectin expression has also been used to image vascular inflammation in response to transient ischaemic attack [227 ],
an event which often precedes stroke in humans but is difficult to
diagnose. Importantly, the authors were able to distinguish transient
ischemia from models of migraine and epilepsy, which showed no
significant increase in void volume relative to control. It should be
noted that these were side-by-side comparisons. This discriminative
capacity may be reduced in individual animals or patients, particularly
given that P-selectin is upregulated in numerous diseases which may
display similar patterns of upregulation. If distinct disease-specific
patterns of upregulation can be characterised, then the diagnostic
potential of MPIO MRI will be improved. Numerous other preclinical
studies have utilised MPIO MRI to image cerebrovascular inflammation in a
range of preclinical disease models [151 , 152 , 154 , 155 , 228 ].
Whilst these have focused on CAM and selectin expression, countless
antibodies are available to target proteins expressed in the luminal
endothelium, suggesting that the true versatility of MPIO MRI has yet to
be explored. However, antibody binding is likely to affect the function
of target proteins. Consequently, MPIO MRI may not be viable for
essential transport proteins such as GLUT1 if a high enough
concentration of antibody was injected to block transport function. They
may still prove useful in studying alternative inflammatory mediators
and luminal BBB components in vivo.
Key features for ideal MPIO contrast agents to image the brain endothelium have been identified by Gauberti et al. [143 ]:
the binding affinity of the antibody should be high to withstand the
shear force of blood flow and the biological half-life of the conjugate
in blood should be short to enable washout before imaging. The contrast
agent should also be large enough to prevent false positive measurements
caused by extravasation of the contrast agent to the brain parenchyma,
where it would be protected from clearance mechanisms. The size of MPIOs
promotes phagocytic clearance from the blood via the
reticuloendothelial system, resulting in a very short blood half-life in
the order of seconds to minutes (despite accumulation in organs such as
the liver and spleen) [150 , 153 ].
Conjugation to antibodies also prevents extravasation unless disruption
is very severe, thus binding affinity is the major factor here and
careful antibody selection is paramount.
The heavily T 2 *-weighted
sequences used to image MPIOs are vulnerable to artefacts, such as
dephasing associated with the BOLD effect, as reviewed by Gauberti et
al. [143 ].
This obscures the MPIO signal in diseases such as stroke and tumours,
in which CAMs play an important role and in which there are profound
changes in blood oxygenation in and around the lesions. The same group
overcame these false positive effects by pre-treating mice with oxygen
to normalise haemoglobin oxygenation across the lesion prior to imaging,
yielding impressive molecular images of VCAM-1 in a murine stroke model
[229 ].
The authors also assessed behavioural metrics and showed no effect of
this treatment on the mice. However, no experiments were performed to
assess whether the oxygen treatment itself affected the expression of
VCAM-1; the possibility that the intervention may alter VCAM-1
expression should be investigated further by analysing VCAM-1 protein
and mRNA expression ex vivo with and without oxygen treatment. The
dramatic effect of oxygen treatment also highlights the importance of
carefully controlled administration of anaesthetic carrier gas in such
studies, particularly if anaesthesia is prolonged.
The size of
iron-oxide particles has profound effects on their applications for
imaging. Ultra-small particles of iron-oxide (USPIOs; < 50 nm) are
smaller than MPIOs (in the micrometre range), which affects their blood
half-life, T 2 -dephasing, and interactions
with/diffusion through the BBB. The smaller particles are less
susceptible to phagocytic clearance via the reticuloendothelial system,
which contributes to a much longer half-life than MPIOs, in the order of
several hours [150 ].
The reduced size also confers reduced density of dephasing particles,
hence the expression of an equal number of molecular targets would
present as a much weaker signal void in USPIO MRI compared with MPIO MRI
[150 ].
Computer simulations also suggest that these smaller particles would
interact less with the endothelium, suggesting there may also be less
antibody-target interaction, exacerbating the sensitivity deficit [230 ].
USPIOs have, however, proved useful in tracking the movement of
leukocytes across the BBB. Leukocytes can be loaded with USPIOs ex vivo
and reintroduced to the vasculature. In this instance, the resistance to
degradation is beneficial, as it allows sufficient time for leukocytes
to circulate to sites of inflammation and enter the CNS. Whilst
circulating leukocytes can be labelled in vivo by taking up
intravenously administered USPIOs, this limits specificity due to
passive diffusion through the BBB. USPIOs can also be conjugated to
antibodies in the same manner as MPIOs, and despite reduced sensitivity,
in the absence of biodegradable coatings for MPIOs, USPIOs have a
favourable safety profile. Accordingly, there are FDA-approved USPIO
agents available, such as ferumoxytol and ferumoxtran-10, which have
been used to image CNS tumours, neoplasms, MS, stroke, and inflammation,
as reviewed by Gkagkanasiou and colleagues [149 ].
The
main barrier to clinical translation is the use of non-biodegradable
sheathes to encapsulate MPIOs; as of yet, there has been little success
in generating agents which combine the biodegradability of USPIOs with
the sensitivity of MPIOs. Iron administration is well tolerated
clinically at higher levels than those used in preclinical MPIO studies [143 ]. The capsules, however, prevent degradation, resulting in bioaccumulation in the reticuloendothelial system [146 ].
Biodegradable alternatives would allow for the breakdown of the
contrast agent and subsequent recycling of iron by the body.
Perez-Balderas et al. achieved this using MPIOs encapsulated by an
amine-functionalized dextran coat and demonstrated its ability to image
VCAM expression following intrastriatal IL-1β administration in mice [156 ].
However, the sensitivity is lower than that of other agents and was
tested in a severe model of acute inflammation. In order to assess
whether their contrast agent may improve the early detection of
pathology, it should be validated longitudinally in models of chronic
disease. Other factors to consider relate to the development of
sequences that retain high sensitivity at clinical field strengths; due
to partial volume effects, the signal intensity from MPIOs is
proportional to spatial resolution, as discussed by Gauberti et al. [146 ].
A novel type of tracer has recently been developed using
dopamine-coated magnetite nanocrystals, which self-assemble to form
microsized matrix-based magnetic particles (M3P) [231 ]
in an attempt to develop a fully biodegradable tracer that retains high
sensitivity. Biodegradability was assessed in macrophage culture, where
the M3P particles were fragmented but commercial MPIO particles
remained intact. This was supported by in vivo MRI imaging of the
visceral organs of mice. Signal voids indicating accumulation in the
liver were observed up to 24 h post-MP3 injection, and in the spleen up
to 7 days post-injection, but these returned to baseline at later time
points, suggesting degradation or excretion of the superparamagnetic
particles. When conjugated to an antibody, M3P clearly detected VCAM-1
upregulation following intrastriatal LPS administration, with voids
increasing at higher doses of LPS. M3P also elicited larger voids in a
direct comparison with USPIO MRI, highlighting its high sensitivity, and
VCAM-1 upregulation was also observed following ischemic stroke
induction, a more clinically relevant model of inflammation. M3P,
therefore, is a highly promising alternative to MPIO or USPIO tracers
which may be fundamental in enabling the clinical implementation of
highly sensitive targeted MRI contrast agents.
Glucose CEST/CESL MRI Unlike
water, which can take varied routes through the BBB, certain molecules
required by the brain for specific purposes, such as glucose and amino
acids, are transported across cell membranes via specialised transport
proteins. For example, glucose transport is tightly regulated via GLUTs
on endothelial cells, astrocytic endfeet, and neurones [201 , 232 ,233 ,234 ]. Disturbances to this system are well-documented in neurodegenerative diseases and typically accompany metabolic dysfunction [72 , 235 ].
Recently, glucose-sensitive MRI techniques—glucose-enhanced chemical
exchange saturation transfer (glucoCEST), and glucose-enhanced chemical
exchange spin lock (glucoCESL)—have been developed, which can probe
glucose transport and metabolism. These approaches appear capable of
quantifying glucose uptake into the brain [174 , 236 ],
and may be useful tools to probe BBB GLUT alterations in vivo. Both
require intravenous injection of glucose in solution (~ 1 g/kg).
GlucoCEST uses an off-resonant saturation pulse to saturate spins in
glucose hydroxyl groups and encodes the signal as saturated protons from
glucose exchange with unsaturated protons in water. GlucoCESL uses an
on-resonant pulse to saturate water, then records the relaxation of
water in the rotating frame (R 1ρ ), as unsaturated
protons in glucose, and other labile protons, exchange with saturated
protons in water. This sensitivity to labile protons from numerous
molecules reduces the specificity of the technique, although by
injecting a bolus of glucose and quantifying the signal change from
baseline, this limitation can be largely circumvented. These techniques
have been used to detect increased uptake of glucose in rodent tumour
models [175 , 237 ], and reduced uptake in rodent models of AD [236 , 238 , 239 ]
with sub-millimetre resolution. However, validation of uptake against
changes to GLUTs or vascular pathology has not been done. Kinetic
modelling has recently been applied to this type of data to extract
transport and metabolic parameters [240 ].
Assuming the cerebral metabolic rate of glucose is constant and
saturable glucose kinetics, the rate of change of glucose in a voxel, C [mM], can be modelled as [240 , 241 ]:
d C ( t ) d t = T m a x C b ( t ) K t + C b ( t ) − T m a x C e ( t ) K t + C e ( t ) − C M R g l c
where C b ( t )
[mM] is the glucose concentration in whole blood,
C e ( t ) [mM] is the glucose concentration in the parenchyma,
T m a x [μmol/min/mL] is the maximal rate of transport,
K t [mM] is the half saturation constant of glucose transport, and CMR glc
[μmol/min/mL] is the cerebral metabolic rate of glucose utilisation.
Kinetic analysis of this type may enable estimation of transport and
metabolic rates, providing information on the density of glucose
transporters and the relative number of each type (Fig. 6 ). However, it is currently challenging to obtain reliable image-derived input functions (i.e. estimates of C b (t)), which is particularly important due to individual differences in insulin responses [242 ].
Therefore, new approaches that provide more robust detection of
image-based input functions are needed if kinetic analyses of glucoCEST
and/or glucoCESL data are to be useful as research and clinical markers
of glucose uptake and metabolism.
Substantial
validatory work has been performed comparing glucoCEST and CESL uptake
to that of other glucose analogues or tracers such as non-metabolisable
3OMGc [243 ], partially metabolised 2DG [173 ], and intravascular agents L-glucose [175 ] and mannitol [174 ], and across different conditions such as altered anaesthesia and dose [173 , 174 ].
However, validation against transport and TJ protein levels at the BBB,
glial activation or hexokinase activity has not been done.
Chemical
exchange MRI is an exciting area of development, as it could
potentially be applied to any molecule with labile protons exchanging in
the detectable range, thereby facilitating non-invasive studies into
BBB transport and metabolism of amino acids, for example. These
developments may help develop a more comprehensive understanding of
disease-specific BBB pathology. The techniques are limited in that they
require a large (in the order of 1 g/kg) injection of glucose, which may
itself alter the distribution of transporters or osmotically increase
the paracellular permeability at the BBB. A recent study demonstrated
that xylose can be infused as a more sensitive (hence lower dose) agent
than glucose in both CEST and CESL [244 ]. 2-Deoxy-glucose (2DG), a non-metabolised analogue of glucose, has also been used as a more sensitive agent [238 ] but is toxic at the doses required for detection.
Nuclear imaging techniques MRI
is a powerful technique with moderate to high resolution and structural
and functional imaging capacity. Coupled with the availability of
endogenous or easily administered tracers, it is immensely useful in BBB
studies (Fig. 7 ).
However, the poor sensitivity and specificity of MRI limit its use for
molecular imaging notably of active transporters. Positron emission
tomography (PET) and single-photon emission computed tomography (SPECT)
are nuclear imaging techniques, which sacrifice some spatial resolution
but have exquisite sensitivity and are considered gold standard
techniques for in vivo imaging of transport mechanisms such as
P-gp-mediated efflux, and GLUT1-mediated glucose uptake from the blood.
Positron
emission tomography (PET) is an ionising nuclear imaging technique
sensitive to positrons, which are released from radiotracers via beta
decay. These positrons travel short distances before interacting with
their antiparticles, electrons, in annihilation events which produce two
antiparallel photons per event. These photons travel as gamma rays in
opposite directions, which facilitates coincidence detection by
scintillation counters for reconstruction into images. In contrast,
SPECT radiotracers directly emit single photons. This yields fewer
photons than PET, and these events cannot be localised via coincidence
detection, which reduces spatial resolution relative to PET.
Imaging efflux Efflux transporters are densely expressed at the BBB and are fundamental to the regulation of homeostasis within the CNS (Fig. 8 ).
These predominantly belong to the ATP-Binding Cassette (ABC) family and
include the transporters P-gp, BRCP, and MRP, each of which can
actively transport a variety of compounds from the CNS to blood and
there is a large degree of redundancy between them [245 ,246 ,247 ]. These systems are known to falter in many diseases [248 ]
and they also present a major barrier to CNS drug delivery,
contributing to multidrug resistance in epilepsy and cancer, for example
[249 , 250 ].
There is also a subtler decrease in efflux function at the BBB in
normal ageing, a factor that has been identified as a potential cause of
worsened drug side-effects in elderly patients [251 ].
[11 C]-verapamil and its enantiomers [252 ] have been used to quantify the function of the efflux transporter P-gp (Fig. 9 ), three of which ([11 C]-verapamil, [11 C]-N-desmthyl-loperamide and [11 C]-metoclopramide) have been approved for clinical use [178 ].
Three types of radiotracers have been developed: efflux transporter
substrates, inhibitors, and pro-drugs. Radiolabelled substrates are by
far the most studied and are the major focus here. They have been used
to demonstrate that P-gp over-expression confers multi-drug resistance
in treatment-refractory tumours [253 ] and epileptic foci [254 , 255 ] by blocking the access of drugs to their targets. Conversely, degenerative diseases like AD [177 , 256 ] and PD [257 ]
are linked to the downregulation or loss of function of these
transporters, which impairs the clearance of amyloid and other
neurotoxic compounds, potentially driving or exacerbating
neurodegeneration by further disrupting homeostasis. The use of
modulators, such as the P-gp inhibitor cyclosporin A (CsA), has helped
validate measures of P-gp function. For example, the volume of
distribution of [11 C]-Verapamil increases dose-dependently with increased CsA [258 ].
Verapamil is considered the gold-standard tracer to assess P-gp
function, primarily because of its high selectivity for P-gp at
nanomolar concentrations [259 ],
but also due to its good reproducibility and ability to detect subtle
changes, such as those which occur in normal human ageing [260 , 261 ]. However, the lipophilicity and metabolite profiles of verapamil are below optimal, as reviewed by Luurtsema et al. [176 ].
Verapamil (along with other radiolabelled P-gp substrates) has high
affinity for P-gp and therefore low initial standardised uptake values;
this limits their potential in studying differences in transporter
function (extrusion) between brain regions without P-gp blocking with
CsA or tariquidar [262 ].
Furthermore, partial volume effects can make it difficult to study
small brain regions such as the hippocampus, due to the higher signal in
the nearby choroid plexus[263 ],
which can be a limitation in diseases with a significant hippocampal
component, such as AD or epilepsy. One strategy to develop improved P-gp
tracers is to identify substrates or inhibitors with less affinity to
the transporter (e.g. [11 C]-Metoclopramide and [18 F]-MC255), which allows for higher initial brain uptake and, therefore, greater capacity to assess P-gp function [176 ]. In rats, [18 F]-MC255
demonstrates a high volume of distribution and metabolic stability and
is not affected by BCRP inhibition, suggesting it has good selectivity
for P-gp [179 ]. [11 C]-Metoclopramide has also shown promise in rodents and non-human primates and humans, with similar selectivity for P-gp [264 ,265 ,266 ].
Tracers have been developed to study the other major efflux transporter
families (breast cancer resistance proteins and multi-drug resistance
proteins), although there is poor specificity between families.
Imaging paracellular integrity Whilst
DCE-MRI remains the most common method of imaging BBB integrity in
vivo, a number of radiotracers have been investigated in attempts to
utilise the higher sensitivity of PET to improve detection.
The
amino acid 2-aminoisobutyric acid (AIB) is restricted from the brain by
the healthy BBB, has a molecular weight of 103 Da, is metabolically
stable, and can be readily labelled with 11 C, making it a viable candidate to assess BBB permeability [268 ]. [3-11 C]-AIB
has demonstrated promise in cancer diagnosis, comparing preferably to
FDG-PET in discriminating between tumours and normal tissue with regard
to BBB impairment and hypermetabolism, respectively [140 ].
Subsequently, a more detailed validatory study investigated the tracer
in two models of BBB opening: focused ultrasound and LPS in young rats [141 ].
The study also made limited comparisons with DCE-MRI. Several
advantageous characteristics were identified here: firstly, the tracer
kinetics in plasma and whole blood were not found to differ, suggesting
that aortic image-derived arterial input functions may be possible,
reducing the technical skill required for studies and minimising
discomfort for patients in the event of clinical translation. Secondly,
enhanced unidirectional blood–brain transfer constant (K i) was
detected in both models relative to the contralateral hemisphere; this
decreased over the course of 60 min following sonication—as expected in
the acute model of BBB opening—but remained significant for the duration
of the session. Furthermore, analysis by autoradiography and Evans Blue
microscopy showed a strong correlation between in vivo imaging and
high-resolution ex vivo methods. Finally, the SNR of PET imaging
increased during the 60-min imaging session, whereas DCE-MRI SNR peaked
at around 10 min. No comparisons were made between the sensitivity of
these two techniques, however, which would have been a valuable
comparison.
Direct comparisons with DCE-MRI will be essential in
evaluating the efficacy of these radiotracers. This is highlighted by
Breuer et al., who compared PET ([68 Ga]DTPA), SPECT ([99m Tc]DTPA), and DCE-MRI (Gd-DTPA) in a pilocarpine model of epileptogenesis in female rats [269 ].
All techniques detected BBB impairment in the model, predominantly in
the hippocampus. Overall, DCE MRI outperformed both nuclear techniques
in terms of sensitivity which could be due to various factors. First,
the relationship between the MR signal and Gd concentration may not be
linear whereas SPECT/PET provides an exact quantification of the tracer
concentration. Second, MR Gd-contrast agents are administered in
concentration in the milligram range, hence providing a very strong
signal with optimised Gd-detection T 1 sequence,
whereas PET and SPECT tracers are administered in the nano- to microgram
range, which has the advantage of limiting possible undesirable effect
or accumulation due to the high concentrations used in MRI. Third, the
relatively low resolution of SPECT and PET when compared with the size
of the ROIs may lead to some partial volume effect (spill-over), hence
leading to an under-estimation of the signal. Finally, the authors
pointed out that previous studies had shown that DTPA [68 Ga] complexes might be less stable than with other chelators, leading to free [68 Ga]
being released in the blood and associating with plasma protein
transferrin which can be actively transported across the BBB, therefore
reducing the specific [68 Ga]DTPA to noise ratio in the ROIs.
However, the authors also noticed in the cerebellum that DCE MRI
detected a BBB leakage which was not observed ex vivo with FITC-albumin.
This is likely due to the difference in molecular weight between GBCAs
and albumin, but may also suggest that, in some instances or some brain
ROI, DCE-MRI may be affected by in situ T 1 signal or that DTPA compounds and FITC-albumin are not exactly diffusing across the BBB in the same way [269 ]. Other tracers, such as [18 F]2-Fluoro-2-deoxy-sorbitol,
have been developed to investigate paracellular permeability notably in
the focused ultrasound model [139 ].
Whilst the tracer appears sensitive and reproducible in this model of
BBB opening by FUS, this tracer needs to be evaluated in a more
clinically relevant model of disease in which more subtle BBB openings
are present.
On another hand, PET imaging may also prove useful to
evaluate the permeability of the BBB to nanoparticles with potential
therapeutic perspectives as illustrated by Debatisse et al. [270 ].
However, such application is only relevant in case of severe BBB
alterations, such as in stroke, due to the fairly large size of such
nanoparticles (~ 10 kDa).
Overall, PET and SPECT offer much
greater sensitivity than MRI techniques at the cost of resolution and
exposure to radioactivity, although this improvement in sensitivity is
yet to be demonstrated experimentally and will require developments and
optimisation of new small molecular weight tracers. Radiolabelling
techniques also provide potential access to smaller molecules than
classical Gadolinium contrast agents used for DCE-MRI without the
requirement of a chelator. This is of particular importance, as smaller
contrast agents are required to assess subtler alterations of the BBB
which may not be detected with classical Gd-based DCE-MRI contrast
agents. In the case of MR measure, water diffusion through the BBB is of
great interest (see ‘Water-exchange MRI techniques for probing BBB
function’ section) while other, more effective, PET tracers of low
molecular weight may be considered in the future.
Measuring glucose transport across the BBB: [18 F]FDG-PET [18 F]-fluorodeoxyglucose (FDG) is the [18 F]
radiolabelled form of 2-DG, a functional substrate of GLUT1, hence it
is extracted from the blood across the BBB via the same mechanisms as
glucose, but does not undergo further metabolisation after
phosphorylation into FDG-6P by hexokinase [271 ,272 ,273 ]. In contrast to glucose, this results in the accumulation of [18 F]FDG in cells allowing accurate quantitative measurements of cerebral metabolic rate for glucose utilization (CMR Glu ). [18 F]FDG PET has demonstrated cerebral glucose hypometabolism in AD in a reproducible symptom-relevant pattern (Fig. 9 ) [274 ,275 ,276 ] with the capacity to distinguish AD from MCI and cognitively normal individuals [277 , 278 ]. [18 F]FDG
PET has, therefore, excellent diagnostic potential and has been used
extensively to stratify MCI and AD patients before β-amyloid specific
tracers such as [11 C]PIB or [18 F]Florbetaben became available [76 , 279 ,280 ,281 ].
Hypometabolism has been observed in several neurodegenerative diseases
and its anatomical distribution is disease-specific. Moreover,
hypometabolism indicated by FDG-PET is a good predictor of imminent
cognitive decline [72 , 278 ],
unlike amyloid, which may build up in the AD brain for decades prior to
clinical symptoms. However, it remains unclear whether hypometabolism
is a cause or consequence of reduced neuronal activity linked to
synaptic loss [282 , 283 ].
This is further complicated by the proposed multicellular mechanism of
glucose and lactate transport, known as the astrocyte-neurone lactate
shuttle (ANLS) [66 , 78 , 232 ].
Furthermore, the measures are affected by CBF and the permeability
surface-area product of glucose, which are both affected by ageing and
disease [29 , 284 ].
Whilst
FDG-PET is typically used to quantify metabolism, the early signal
readout is also linked to transport. Measuring this accurately is
dependent on measuring an accurate input function, preferably through
arterial blood sampling during dynamic scanning. This sampling
facilitates the determination of K 1 , a measure of uptake across the BBB via GLUT1.
Modelling
of FDG-PET kinetics is similar to that of glucoCESL/CEST, however,
since only trace amounts of FDG are administered, rate constants K 1 and k 2
are not concentration-dependent. Furthermore, because FDG is trapped in
cells as FDG-6-phosphate, the contribution from glucose metabolites is
non-negligible. The rate of change of FDG in the free glucose
compartment is given by [273 , 287 ]:
d C f ( t ) d t = K 1 C p ( t ) − k 2 C f ( t ) − k 3 C f ( t )
where K 1 [min−1 ] is the rate of tracer influx across the BBB, k 2 [min−1 ] is the rate of tracer efflux from brain-blood, k 3 is the rate of phosphorylation of FDG into FDG-6-P, C p is the concentration of FDG in plasma, and C f is the concentration of FDG in tissue. These parameters can be used to calculate K i :
The rate of change of the concentration of FDG-6-phosphate in the metabolised compartment is:
It is common to also model a rate of dephosphorylation from FDG-6-P to FDG using an additional rate constant k 4 [287 ]. However, since FDG is largely trapped in cells upon phosphorylation and the rate of dephosphorylation is slow, k 4 may be treated as negligible for the analysis of dynamic data from FDG-PET scans [288 ]. The total concentration of radioactivity is given by:
This two-compartment kinetic model has been used in the FUS model of BBB disruption, in which K i of FDG was significantly lower in sonicated rat brains compared to control rats immediately after sonication [289 ].
Interestingly, this was true in both hemispheres, despite sonication
being directed only upon the right hemisphere. This was supported by
Western blot, which showed reduced global GLUT1 expression,
demonstrating that FUS induces a transient downregulation of cerebral
GLUT1 and that this can be detected via FDG-PET. Similar studies could
be performed in preclinical disease models to assess whether FDG-PET can
detect changes in glucose transport in more physiologically relevant
cases.
FDG-PET is not without limitations, however. Accurate
assessment of glucose uptake and metabolism using FDG-PET requires the
image analyst to mathematically account for differences in transport and
phosphorylation between FDG and glucose. This is done using the
experimentally-derived lumped constant (LC), which is dependent on the
relative expression of glucose transporters and relative contributions
of transport and phosphorylation. The LC has been shown to be variable
when calculated in different labs, as well as between brain regions and
in lesions, particularly tumours [290 ].
This variability may introduce bias into imaging studies if the LC is
not accurately calculated with appropriate spatial resolution. Despite
these limitations, kinetic analysis of FDG uptake across the BBB appears
adept at detecting changes in uptake associated with reduced GLUT1
expression, and studies directly comparing this with glucose-sensitive
MRI methods will be important in understanding the relative merits of
each modality.
Imaging of BBB molecular components Tracers
capable of investigating other aspects of BBB function are less
established than verapamil and FDG, although a number are being
developed. Aquaporin radiotracers, for example, have the potential to
investigate water exchange. One such tracer is [11 C]TGN-020, which is capable of distinguishing between clinical stages of astrocytoma [180 ]. It binds to both AQP1 and AQP4 [291 ], predominantly expressed in the BCSFB and BBB, respectively [292 ].
The poor spatial resolution of nuclear imaging, and binding to both
AQP4 and AQP1, may cause quantification errors in the boundaries between
these barriers where they cannot be easily spatially distinguished.
Recently, tracers for RAGE have been developed [293 ]. These tracers ([18 F]RAGER and [18 F]InRAGER)
target the intra- and extracellular domains of RAGE. They have high
affinity and good brain uptake, although have demonstrated binding to
other targets, such as melatonin receptors, in vitro [293 ].
Despite this, these tracers will make useful scaffolds to develop
improved tracers, unlike previous tracers which were macromolecular and
unable to cross the BBB [293 ].
A
promising example of PET tracers being developed to improve the
categorisation of lesions is that of matrix metalloproteinase (MMP)-PET,
which has been used to distinguish early BBB lesions (those with active
leukocyte infiltration) from existing lesions in which leukocyte
infiltration has ceased [294 ,295 ,296 ].
This could be used in combination with MRI techniques to confirm
whether changes seen in water exchange, for example, are affected by the
pathological stage of the lesions they are associated with.
Alternatively, nanobodies can be used for targeted PET to image
inflammatory markers in the BBB. These have been used to image VCAM-1 in
atherosclerotic lesions in mice [297 ] and similar tracers are being developed to image ICAM-1 [298 ]. These tracers have been used broadly to image immune interactions peripherally, as reviewed by Lee et al. [158 ],
although they could also be used to image the BBB. Theoretically, these
could be applied to a range of molecules, similarly to MPIO MRI, as
discussed above.
Intravital microscopy Whilst
MRI and nuclear imaging techniques are powerful in providing
macroscopic information with full brain coverage and can do so in a
highly specific manner to probe individual mechanisms of BBB
dysfunction, they lack the spatial resolution necessary to elucidate the
cellular/molecular underpinning of these observations. This resolution
can be attained using intravital microscopy. High-resolution fluorescent
in vivo microscopy can quantify and localise cellular components,
including junctional proteins and leakage of tracers across the BBB at
the level of the vessel. Multiphoton microscopy is the predominant form
used in BBB research and will be the focus here.
Multiphoton
imaging uses near-infrared lasers to excite coincidence-detecting
fluorophores in a specific plane. This limits photodamage and increases
penetrance [299 ].
These properties are essential for in vivo imaging as they reduce
tissue damage, facilitate repeated or longitudinal imaging sessions, and
increase the depth of tissue that can be imaged. Furthermore, the
sub-femtolitre volume of excitation is precise enough to facilitate
photolytic uncaging of signalling molecules. This enables acute
experimental modulation of signalling pathways in mechanistic studies in
vivo.
With regard to imaging the BBB and vasculature, two
approaches are typically used: injection of dyes/leakage agents, or
imaging of cell-specific fluorescent markers. Dyes, commonly fluorescent
dextrans, can be used to image vasculature. Larger dextrans are
retained within vessels and are useful for imaging vascular density and
morphology. Smaller dextrans (< 3 kDa) can pass through the impaired
BBB; this can be imaged to quantify BBB leakage (Fig. 10 ) [142 , 300 ].
The applications of specific cellular/subcellular markers are diverse.
For example, imaging BBB calcium signalling in NG2-creERT2;GCaMP6f mice
following synaptic activation demonstrates a precise temporal pattern of
the smooth muscle cell and pericyte activation, which propagates from
the site of activation upstream to the pial arteriole, in order to
modulate functional hyperaemia [196 ]. The relative contributions of mural cells to functional hyperaemia is highly contested [50 ] and two-photon imaging has been instrumental in distinguishing the roles of vascular smooth muscle cells and pericytes [301 ].
This cell type- and phenotype-specific discrimination has the potential
to improve statistical power through experimental resolution (i.e. by
specifically analysing one cell type or phenotype, rather than
heterogeneous populations). This will be paramount in studies probing
subtle dysfunction in the early stages of neurodegeneration, for
example, where effect sizes are small and may be diluted by the
inclusion of cells that are not involved in pathogenesis. The technique
has also been used to demonstrate the accumulation of liposomes
associated with increased transcellular and paracellular permeability
following stroke [302 ].
This is proposed as a potential route for therapeutic intervention in
the disease. This highlights the value of high spatial resolution in
determining specific mechanisms of BBB dysfunction (i.e. accumulation of
liposomes via upregulated caveolae or by disassembly of TJ complexes).
In vivo two-photon imaging has also been paramount in understanding leukocyte diapedesis [303 ] (Table 2 ).
In the presence of intravascular dyes, leukocytes appear dark and can
be distinguished from erythrocytes based on velocity. They can also be
directly visualised via DNA-intercalating dyes [304 ].
Leukocyte cell type resolution can be attained by isolating the cells,
purifying and labelling them in vitro, and then reintroducing them [303 ].
Similarly, two-photon imaging has shed light on the heterogeneous
behaviour of astrocytes in glial scarring following brain injury [167 , 305 ].
These examples highlight how intravital microscopy can be used to probe
the microscopic detail underlying macroscopic changes measured by MRI
and nuclear imaging. However, intravital microscopy is low throughput
and highly invasive, necessitating either craniotomy or cranial thinning
for optical imaging of the brain. Cranial thinning is less invasive and
is necessary in older animals (it is common for the dura to attach to
the skull. This can cause immediate damage and subsequent inflammation
when the skull is removed from older animals). It is also well-suited to
mice, whose meninges are more translucent and cranium less dense than
those of rats [306 ].
However, this technique diminishes resolution as a result of optical
scattering by the remaining cranium. The cranial window technique exerts
a temporary (2–3 days) cooling effect on the brain; the use of
water-immersion objectives reinstates this temperature drop and should
be avoided or corrected for [307 ].
Craniotomy is also associated with reactive gliosis, inflammation, and
oedema, which need to be minimised by careful aseptic technique and
surgery [306 , 308 ].
Table 2 In vivo imaging techniques The
fundamental limitations of optical imaging are difficult to overcome in
vivo. For example, the optical path is scattered significantly and
penetrance is limited to ~ 600 µm [46 ],
although this can be extended slightly by using a system with
excitation and emission shifted to lower wavelengths. The resolution
within this visible depth is variable, as scattering disrupts the
homogeneity of the excitation and emission light paths [301 ] and this is also variable between animals, introducing potential quantification error [306 ].
This penetration limit constrains our visualisation to the outer
cortex. This tissue lies immediately beneath the site of craniotomy and
is thus most affected by the procedure, which means any vessels imaged
will be exposed to inflammation and the cooling effects associated with
the cranial window. It also prevents investigation of BBB changes in
deep areas, such as the hippocampus, which is believed to have
neurovascular impairment in AD [24 ], a murine model of epilepsy [309 ], and rodent models of essential hypertension [310 ]. The penetration limit can be circumvented using two-photon endoscopy [311 ], although this will initiate penetration-induced inflammation [312 , 313 ].
Furthermore,
multiphoton microscopy is dependent on the availability of good
markers. Some fluorophores are better suited to single-photon excitation
[314 ]
and markers may lack specificity. For example, only recently have dyes
been developed that are capable of distinguishing between mural cells [315 ]. A potential area for future development is to produce pH-sensitive dyes capable of detecting extravasation. Higher CO2 concentration in tissues reduces pH relative to blood [316 ];
a dye that was excited in this acidic pH but not in the relatively
alkaline environment of the vascular lumen would aid improve the
distinction of intra-/extravascular dye and reduce variability in how
this is determined between groups.
The tiny field of view (FOV)
using this technique relative to MR and nuclear techniques, and the
spatial restriction imposed by the cranial window, means that
appropriate localisation of the craniotomy/cranial thinning is
essential. This can be guided by the tomographic and MR techniques
discussed above. For more precise localisation, techniques such as
intrinsic signal optical imaging can be used to identify specific
vessels to investigate based on changes in the oxygenation state of
blood [48 ].
Discussion and summary This
review discusses the fundamental strengths and limitations of in vivo
imaging techniques available to study cerebrovasculature and BBB. It is
clear that no one method can fully characterise the complexity of the
BBB (Fig. 7 ),
and that numerous modalities and approaches need to be combined for
complete characterisation. Macroscopic imaging techniques, such as MRI
and PET, can be used to identify key areas of interest and perform
longitudinal studies both clinically and in laboratory animals. More
invasive in vivo techniques such as intravital two-photon imaging are
restricted to preclinical research but can provide high-resolution data
to validate macroscopic techniques and elucidate the mechanisms by which
macroscopic changes arise.
DCE-MRI has been established as the
standard non-invasive method of assessing paracellular BBB integrity.
The availability of small molecular weight contrast agents means they
can be used to detect relatively subtle changes in permeability.
Questions remain as to whether these contrast agents pass purely via
junctional gaps, or whether they can also pass via transcytosis. This
may be an important consideration for ischemic stroke and AD, where
Cav1, a membrane protein essential for transcytosis is upregulated [302 , 317 ].
Despite these uncertainties, DCE-MRI remains a valuable technique and
numerous kinetic modelling approaches have been developed to probe the
transport of contrast agents across the BBB. However, the need to detect
even earlier, subtler BBB pathologies to diagnose degenerative diseases
has driven the development of alternative tracers, such as water, which
is both endogenous and smaller in size than GBCAs. Alternatively, the
development of improved tracers to exploit the higher sensitivity of
nuclear imaging techniques may provide a different route to assess the
subtlest impairments to BBB integrity.
Additionally, MRI may be
used to probe specific carrier-mediated transport and inflammatory
mediators via glucoCEST/CESL and USPIO/MPIO imaging. These techniques
have been applied in pathologies with major dysfunction; for example,
glucoCESL has been applied in cancer, a disease with profound
upregulation of transport and metabolic processes. To demonstrate the
true potential of the techniques, they need to be shown to detect
changes in a wider range of disorders with less pronounced symptoms. The
deficit in glucose transport/metabolism in AD, for example, is an order
of magnitude smaller than that in cancer. Combining glucoCESL MRI with
intravital two-photon imaging or ex vivo analysis could provide
high-resolution molecular detail to clarify changes in cortical glucose
uptake, based on BBB protein expression and localisation. These data
could additionally be used to assess changes to transport/metabolic
apparatus which may be used to support the validation and development of
kinetic models to describe glucose-sensitive MRI data. This will build
confidence in the interpretation of clinical data. Characterising the
biology underlying the changes in these novel MRI techniques is
essential, due to the number of factors that may affect readout—both
regulated transport systems and alterations in paracellular integrity
may influence signal in glucose-sensitive MRI, and numerous cell types
may be involved. Furthermore, direct comparisons with FDG-PET for
kinetic analysis of glucose/FDG uptake will be fundamental in assessing
the relative merits of each technique. The use of antibody conjugates
and nanobodies for MRI and nuclear imaging is a highly promising area of
development. The specificity conferred by antibodies may allow for a
more comprehensive analysis of the expression of proteins in the BBB
across the entire brain, although these techniques have so far only been
applied to a limited range of molecular targets.
In vivo
microscopy has been particularly useful in elucidating changes at the
cellular level, e.g. processes involved in the modulation of
haemodynamics, leukocyte migration, and diapedesis, as well as rapid
cellular processes such as calcium signalling dynamics. Furthermore, the
ability to image subcellular detail is valuable in characterising
alterations in the thickness of the basement membrane and glycocalyx. It
can also be used to assess leakage of perfused markers, which is useful
in supporting readouts from DCE-MRI. However, the small FOV and
technical/invasive procedures required to set up the microscope reduce
the throughput of the technique.
Data availability
The datasets used and/or analysed during the studies
described in this manuscript may be available from the corresponding
author of the referenced original publications [186 , 267 , 286 ].
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