http://journal.frontiersin.org/article/10.3389/fneur.2017.00436/full?
- 1Department of Biobehavioral Sciences, Teachers College, Columbia University, New York, NY, United States
- 2Department of Speech Pathology and Audiology, JFK Rehabilitation Institute, Edison, NJ, United States
- 3Department of Speech, Language, and Hearing Sciences, Purdue University, West Lafayette, IN, United States
Background and purpose: Preliminary evidence has
shown that reduced ability to maximally raise vocal pitch correlates
with the occurrence of aspiration (i.e., airway invasion by food or
liquid). However, it is unclear if this simple task can be used as a
reliable predictor of aspiration in stroke patients. Our aim was to
examine whether maximum vocal pitch elevation predicted airway invasion
and dysphagia in stroke.
Methods: Forty-five consecutive stroke patients
(<1 month poststroke) at a rehabilitation setting participated in a
videofluoroscopic swallow study and two maximum vocal pitch elevation
tasks. Maximum pitch was evaluated acoustically [maximum fundamental
frequency (max F0)] and perceptually. Swallowing
safety was rated using the Penetration/Aspiration Scale and swallowing
performance was assessed using components of the Modified Barium Swallow
Impairment Profile (MBSImPTM©). Data were analyzed using simple
regression and receiver operating characteristics curves to test the
sensitivity and specificity of max F0 in predicting aspiration. Correlations between max F0 and MBSImP variables were also examined.
Results: Max F0 predicted silent aspiration of small liquid volumes with 80% sensitivity and 65% specificity (p = 0.023; area under the curve: 0.815; cutoff value of 359.03 Hz). Max F0
did not predict non-silent aspiration or penetration in this sample and
did not significantly correlate with MBSImP variables. Furthermore, all
participants who aspirated silently on small liquid volumes (11% of
sample) had suffered cortical or subcortical lesions.
Conclusion: In stroke patients (<1 month
poststroke), reduced maximum pitch elevation predicts silent aspiration
of small liquid volumes with high sensitivity and moderate specificity.
Future large-scale studies focusing on further validating this finding
and exploring the value of this simple and non-invasive tool as part of a
dysphagia screening are warranted.
Introduction
Oropharyngeal dysphagia is seen in more than 50% of patients post stroke (1), with 10–15% of stroke survivors experiencing persistent dysphagia for more than 6 months (2).
Importantly, post stroke dysphagia may lead to malnutrition,
dehydration, aspiration pneumonia, increased length of hospital stay,
reduced quality of life, or death (1, 3).
Therefore, early identification of dysphagia in this population is of
paramount importance for preventing complications and improving patient
outcomes (1).
Current best practice in dysphagia evaluation in stroke predominantly includes nurse-administered screenings (4–7)
that then trigger a referral for a comprehensive assessment by a
speech-language pathologist (SLP). Subsequently, SLPs perform clinical
swallowing evaluations (CSEs) (8, 9)
to determine whether an instrumental swallowing assessment
[videofluoroscopic swallowing study (VFSS), or flexible endoscopic
evaluation of swallowing (FEES)] is warranted. Despite their widespread
clinical utility, the sensitivity and specificity of dysphagia
screenings remains variable. In addition, intra- and inter-rater
reliability for CSEs is relatively low (10, 11).
Crucially, the incidence of undetected silent aspiration (i.e.,
aspiration without a cough response) on CSEs in neurologically impaired
patients is reported to be as high as 42% (12),
significantly impacting their rehabilitation potential. Thus, the need
to identify additional clinical signs of aspiration and dysphagia in
stroke is urgent in order to enhance early referral and treatment.
Maximum vocal pitch elevation and swallowing share several anatomical and neurophysiological substrates (13–17).
Preliminary evidence has revealed that reduced ability to maximally
raise vocal pitch correlates with the occurrence of aspiration (18).
Specifically, in a study of 40 patients with dysphagia of variable
etiologies, lower maximum pitch elevation measured acoustically and
perceptually was associated with more severe airway invasion during
swallowing [measured by the Penetration/Aspiration Scale (PAS)] (19).
The authors hypothesized that lesions impacting the superior laryngeal
nerve (SLN) and/or chronic aspiration resulting in diminished sensation,
affected the sensorimotor processes required for both voice and
swallowing in their sample. This study aimed to expand these findings (18)
by focusing on stroke patients early post stroke (<1 month post) and
improving several methodological limitations of the prior study.
Our primary aim was to determine if maximum pitch
elevation of the sound /i/ and/or /a/ (measured acoustically and
perceptually) predicted aspiration and/or silent aspiration in stroke.
Based on prior work in this area (18),
we hypothesized that maximum pitch elevation would significantly
predict these events. Second, we aimed to determine whether maximum
pitch elevation correlated with ratings of laryngeal elevation, anterior
hyoid excursion, and pharyngeal residue. We hypothesized that reduced
maximum pitch elevation would correlate with more severe ratings of
swallowing physiology.
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